Full text of FROST BROKERAGE SERVICES, INC.'s X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **PART** Ill | SEC FILE NUMBER | |-----------------| | 8-35285 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /25** MM/DD/VY AND ENDING **12/31 /25** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM:\_FROST BROKERAGE SERVICES, INC TYPE OF REGISTRANT (check all applicable boxes}: [!] Broker-dealer □ Security-based swap dealer = Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} # 111 WEST HOUSTON STREET | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|---------------------------|------------------------------------------------------------|-----------------|-------------------------------|--| | SAN ANTONIO | | TEXAS | | 78205 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MICHAEL T MARRONE 646-930-1906 | | | | MICHAEL.MARRONE@FROSTBANK.COM | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ERNST & YOUNG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 111 WEST HOUSTON STREET STE 1901 | | SAN ANTONIO | TEXAS | 78205 | | | (Address) | | (City) | (State) | (Zip Code) | | | (C<br>10/20/2003 | | | 42 | | | | | with PCAOB)(tt apphcable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must te supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, C…Read the full text as markdown