Full text of NW CAPITAL MARKETS INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION For the year ended December 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-35363 | | MM/DD/YY **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2025** MM/DD/YY AND ENDING **12/3 <sup>1</sup> / <sup>2</sup> <sup>0</sup> <sup>2</sup> <sup>5</sup>** **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : NW Capital Markets Inc. TYPE OF REG ISTRANT {check all applicable boxes): C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dea ler □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 522 Broad Street | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------|--|--|--| | Bloomfield, | NJ | 07003 | | | | | (City) | (Stat e) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILI<br>NG | | | | | | | Lisa Petrosky-Muckle | 201-656-0115 | lpetrosky@nwfinancial.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his f iling*<br>Adeptus Partners LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 390 N Broadway, Suite 120 | Jericho | NY<br>11753 | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | 1/6/2010 | | 3686 | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a st atement of facts and circumst ances relied on as t he basis of t he exempt ion. See 17 CFR 240.17a-S(e)(l)(ii), if applica ble. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}----…Read the full text as markdown