Full text of NW CAPITAL MARKETS INC.'s X-17A-5 filed 2025-03-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION For the year ended December 31, 2024 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | #### SEC FILE NUMER **8- 35363** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>_0_1_/0_1_/_24<br>AND ENDING | | 12/31/24 | | | | |---------------------------------|------------------------------------|--|----------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: NW Capital Markets Inc. TYPE OF REGISTRANT (check all applicable boxes): IZI Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 522 Broad Street | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------| | | (No. and Street) | | | Bloomfield | NJ | 07003 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Lisa Petrosky-Muckle | (201) 656-0115 | lpetrosky@nwfinancial.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Adeptus Partners LLC | | | | | (Name - if individual, state last, first, and middle name) | | | 390 N Broadway, Suite 120 | Jericho | NY11753 | | (Address) | (City) | (State)<br>(Zip Code) | | 01/06/2010 | | 3686 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, ifapplicable) | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required…Read the full text as markdown