Full text of U.S. BANCORP INVESTMENTS, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Statement of Financial Condition** #### **December 31, 2023** With Report of Independent Registered Public Accounting Firm The Company's audited Statement of Financial Condition as of December 31, 2023, pursuant to Rule 17a-5, is available for examination at the Company's office at U.S. Bancorp Investments, Inc., 60 Livingston Ave., St. Paul, MN 55107 or at the office of the Securities and Exchange Commission, Chicago, IL. **Investment and insurance products and services including annuities are: NOT A DEPOSIT• NOT FDIC INSURED• MAY LOSE VALUE• NOT BANK GUARANTEED• NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY** Investment and insurance products and services including annuities are available through U.S. Bancorp Investments, the marketing name for U.S. Bancorp Investments, Inc., member FINRA and SIPC, an investment adviser and a brokerage subsidiary of U.S. Bancorp and affiliate of U.S. Bank. Insurance products are available through various affiliated non-bank insurance agencies, which are U.S. Bancorp subsidiaries and affiliates of U.S. Bank. Products may not be available in all states. CA Insurance License# 0E24641. ©2023 U.S. Bancorp 810304 (8/22) {1}------------------------------------------------ | | 0MB APPROVAL | |----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | Washington, D.C. 20549 | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | FORM X-17A-5 | 8-35359 | | PART Ill | | | FACING PAGE | | | | 12/31/2023 | | FILING FOR THE PERIOD BEGINNING<br>AND ENDING | ---------- | | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: U.S. Bancorp Investments, Inc. | | | | | | □ Security-based swap dealer | □ Major security-based swap participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | 55107 | | {State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO TH…Read the full text as markdown