Full text of U.S. BANCORP INVESTMENTS, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ## Statement of Financial Condition ### December 31, 2025 With Report of Independent Registered Public Accounting Firm The Company's audited Statement of Financial Condition as of December 31, 2025, pursuant to Rule 17a-5, is available for examination at the Company's office at U.S. Bancorp Investments, Inc., 60 Livingston Ave., St. Paul, MN 55107 or at the office of the Securities and Exchange Commission, Chicago, IL. Investment and insurance products and services including annuities are: NOT A DEPOSIT • NOT FDIC INSURED • NOT BANK GUARANTEED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY Investment and insurance products and services are available through U.S. Bancorp Investments, the marketing name for U.S. Bancorp Investments, Inc., member FINRA and SIPC, an investment adviser of U.S. Bancorp and affiliate of U.S. Bank. Insurance products are available through various affiliated non-bank insurance agencies, which are U.S. Bancorp subsidiaries and affiliates of U.S. Bank. Products may not be available in all states. CA Insurance License# 0E24641. ©2025 U.S. Bancorp (12/25) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-35359 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: U.S. Bancorp Investments, Inc. TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 60 Livingston Avenue | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|-----------|--------------------------------|----|---------------------------------|--------------------------------------------| | Saint Paul | Minnesota | | | 55107 | | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Shannon K. Clark | | 800-888-4700 | | usbancorpinvestments@usbank.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | |…Read the full text as markdown