Full text of CHAFFE SECURITIES, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | | FACING PAGE | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-----------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01 /24 | | AND ENDING 12/31/2024 | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: Chaffe Securities, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 201 St. Charles Ave. Suite 1410 | | | | | | | | | | (No. and Street) | | | | | | | | New Orleans | LA | | 70170 | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Vanessa Claiborne | 504-524-1801<br>vbrown@chaffe-associates.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | LaPorte, A Professional Accounting Corporation | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 5100 Village Walk, Ste. 200 | Covington | LA | 70433 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/16/2003 | | 601 | | | | | | | (PCAOB Registration Number, if applicable) I<br>te of Registration with PCAOB)(if applicable)<br>(r | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circum…Read the full text as markdown