Full text of CHAFFE SECURITIES, INC.'s X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC ALE NUMBER | | |--|----------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 1.Sa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01 /01 /25 | | AND ENDING 12/31 /25 | | |--------------------------------------------|------------------------------|----------------------|----------| | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAMEoFFIRM: Chaffe Securities, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D **Major security-based swap participant** 0 Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** # 201 St. Charles Ave. Suite 1410 | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------| | New Orleans | LA | | 70170 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Vanessa Claiborne | 504-524-1801 | | vbrown@chaffe-associates.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Mauldin & Jenkins, LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 5100 Village Walk Suite 300 | Covington | LA | 70433 | | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | 669 | | | (Date of Registration with PCAOB)(if applicable) | | | {PCAOB Registration Number if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | "' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------…Read the full text as markdown