Full text of ACS EXECUTION SERVICES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2019 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ | | None | |----------------------------------|------------------------------------------------------------------------| | | | | | | | | Signature | | | Chief Compliance Officer | | | Title | | ibed and sworn to before me this | | | February<br>, 2020<br>day of | | | | | | | AMANDA RUBIN<br>Official Seal | | | Notary Public - State of Illinois<br>My Commission Expires May 1, 2021 | | | | - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549** #### **OMB APPROVAL OMB Number: 3235-0123** Expires: August 31, 2020 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-36005** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART lll** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/19** AND ENDING **12/31/19 MM/DD/YY MM/DD/YY** ## **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **ACS EXECUTION SERVICES, LLC** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 12 Broad Street | | | | |------------------|------------|------------|--| | (No. and Street) | | | | | Red Bank | New Jersey | 07701 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | Timothy J. Lang | | (732) 204-6074 | |-----------------|--|----------------| |-----------------|--|----------------| ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ## **Ryan & Juraska LLP, Certified Public Accountants** (Name – if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | |----------------------------------------|---------|----------|------------| | (Address) | (City) | (State) | (Zip Code) | #### **CHECK ONE:** [X] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant mus…Read the full text as markdown