Full text of ACS EXECUTION SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2023 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235‐0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X‐17A‐5 PART III** SEC FILE NUMBER 8-36005 | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2023<br>AND | 12/31/2023<br>ENDING | | |---------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | NAME<br>OF<br>FIRM: | ACS Execution Services, LLC | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>☐■ Broker‐dealer<br>☐ Security‐based<br>☐ Check here if respondent is also an OTC derivatives dealer | applicable<br>boxes):<br>swap<br>dealer | ☐ Majorsecurity‐based<br>swap | participant | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>a<br>P.O.<br>box | no.) | | | 12 Broad Street, 2nd Floor | | | | | | (No. and Street) | | | | Red Bank | New Jersey | | 07701 | | (City) | (State) | | (Zip Code) | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | Kristen Murphy | (872) 205-0181 | | kristen@acsexecution.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>Ryan & Juraska, LLP Certified Public Accountants | whose<br>reports<br>are<br>contained | in<br>this<br>filing* | | | | (Name – if individual, state last, first, and middle name) | | | | 141 West Jackson Blvd | Chicago | Illinois | 60604 | | (Address) | (City) | (State) | (Zip Code) | | 03/24/2009 | | 3407 | | | (Date of Registration with PCAOB)(if applicable)<br>FOR<br>OFFICIAL<br>USE<br>ONLY | | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a‐5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are notrequired to respo…Read the full text as markdown