VISCOGLIOSI & COMPANY, LLC X-17A-5 (2022-02-23) — Broker-dealer annual report

Full text of VISCOGLIOSI & COMPANY, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ### **VISCOGLIOSI & COMPANY, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66717 Information Requited Pursuant to Rules 17a-s, 11a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | _____<br>__<br>__,;____ 01/01/21<br>MM/DD/VY | AND ENDING - | ----------<br>12/31/21<br>MM/DD/YY | |------------------------------------------------|--|----------------------------------------------|------------------|------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: ___ V_is_c_o=g_lio_s_i _&_C_o_m~ | | pa_n_,y;; ,_L_L_C | ________________ | __ | TYPE OF REGISTRANT (check all applicable boxes): LXl Broker-dealer □ Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ## ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|------------| | New York | NY | 10022 | | | {City) | (State) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jean Urguiola | 646-213-3703 | jurquiola@vcollc.com | | | (Name) | | \
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lt;br>(Email Address) | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Sanford Becker & Co. P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | 1430 Broadway | New York | NY | 10018 | | | (City) | (State) | (Zip Code) | | (Address)<br>6/25/2009 | | 3563 | | - \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. - **Persons who are to respond to the collection of information contained in this form are not required to respond unless…

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