Full text of VISCOGLIOSI & COMPANY, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **VISCOGLIOSI & COMPANY, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020** {1}------------------------------------------------ UNITED STATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-66717 | FACING PAGE # Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | |---------------------------------------------------|------------------------------|------------|-----------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | SELLE OF DROWER DELESS. Vionaglian & Common) P | | | orriolai Loc oxil V | | 505 Park Avenue | | |-------------------------------------------------------------------|----------------------| | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | NAME OF BROKER-DEALER: VISCOğlIOSI & GOMPany, LEU | UFFICIAL USE UNLY I | (No. and Street) | New York | NY | 10022 | | |------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jean Urquiola | | | 212-744-1549 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Sanford Becker & Co. P.C. | | | | | | (Name - if individual, state last, first, middle name) | | | | 1430 Broadway | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountunt must be supported by a statement of facts and circumsances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to…Read the full text as markdown