Full text of ALLSTATE FINANCIAL SERVICES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
Allstate Financial Services, LLC (SEC I.D. No. 8-36365) Financial Statement as of December 31, 2019 and Report of Independent Registered Public Accounting Firm File pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 as a PUBLIC Document. OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estfmated average burden hours erres onse 12.00 UNITED STATES SECURITIESANDEXCHANGECONNISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT SEC FILE NUMBER 36365 FORM X-17A-5 PART I l l FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING01/01/19 AND ENDING12/31/19 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION OFFICIAL USE ONLY FIRM I.D. NO. NAME OF BROKER-DEALER: Allstate Financial Services, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.o. Box No.) 2920 South 84th Street (No. and Street) Lincoln NE 68506 (City) (State) (Zip code) AND TELEPHONE NIJIv1BER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Kenneth Prless 847-402-6666 (Area Code Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* Deloitte & Touche LLP (Name if individual, state last, first, middle name) 111 S Wacker Drive Chicago IL 60606 (Address) (City) (State) (Zip code) CHECK ONE: Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY Potential persons who are to respond to the collection of Information contained In this form are not SEC 1410 (06-02) unless the form displays a currently valid OMB required control to respondnumber. OATH OR AFFIRMATION 1, Mary K. Nelson , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of Allstate Financial Servicest LLC as of December 31 20 19 are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Notary Public This report ** contains (check all applicable boxes): (a) Facing Page. (b) Statement of Financial Condition. (c) Statement of Income (Loss). (d) Statement of Changes in Financial Condition. Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital. (O St…
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