Full text of ALLSTATE FINANCIAL SERVICES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC Fl LE NUMBER 8-36365 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | AND ENDING 12/31/2021 | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------|----------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Allstate Financial Services LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | Security-based swap dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2920 South 84th Street | | | | | | | (No. and Street) | | | | | I<br>coln | NE | | 68506 | | | (City} | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kenneth Priess | 224-639-2422 | | kpriess@allstate.com | | | (Name) | {Area Code -Telephone Number) | | (Email Address) | | | | B, ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Deloitte & Touche LLP | | | | | | | {Name - if indivldual, state last, first, and middle name} | | | | | 111 South Wacker Dr. | Chicago | | IL | 60606 | | (Address} | (City} | | (State) | (Zip Code) | | 10/20/2003<br>l'' | | 34 | | | | | | | | (PCAOB Reglstrat;oo Nombe,, If applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l}(il}, If applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ###…Read the full text as markdown