Full text of CULLEN INVESTMENT GROUP, LTD.'s X-17A-5/A filed 2023-04-25 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **CULLEN INVESTMENT GROUP, LTD.** REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-42121 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ___ | ____ | 01/01/2022<br>______ | ________ AND ENDING ___ | ____ | 12/31/2022<br>_________<br>______ | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------------------------------------|------------------------------------------------------------------------------------|-----------------------------------|--|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: _______________________________________________________________________ | Cullen Investment Group, LTD | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>x<br>☐<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | ☐ | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1404 South College Road<br>_____________________________________________________________________________________ | | | | | | | | | | | (No. and Street) | | | | | | | Lafayette<br>_____________________________________________________________________________________ | | LA | | | 70503 | | | | (City) | | | (State)<br>(Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | 337-237-8000<br>David C. Bordes<br>_____________________________________________________________________________________ | | | | dbordes@gmail.com | | | | | (Name) | | (Area Code – Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports<br>___Sanville & Company_________________________________________________________________ | (Name – if ind…Read the full text as markdown