Full text of CULLEN INVESTMENT GROUP, LTD.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **CULLEN INVESTMENT GROUP, LTD.** REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2023 {1}------------------------------------------------ {2}------------------------------------------------ | David C. Bordes | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Cullen Investment Group, LTD | as of | | 12/31 | 2 023 __ is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | | | | Signature: | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # **CULLEN INVESTMENT GROUP, LTD.** # CONTENTS | | | PAGE | |---------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------| | REPORT<br>OF<br>INDEPENDENT<br>REGISTERED<br>PUBLIC<br>ACCOUNTING<br>FIRM | | 1 - 2 | | STATEMENT<br>OF | FINANCIAL<br>CONDITION | 3 | | STATEMENT<br>OF | OPERATIONS | 4 | | STATEMENT<br>OF | CHANGES<br>IN<br>STOCKHOLDERS'<br>EQUITY | 5 | | STATEMENT<br>OF | CASH<br>FLOWS | 6 | | NOTES<br>TO<br>FINANCIAL<br>STATEMENTS | | 7 - 13 | | SUPPLEMENTAL | INFORMATION | | | Schedule I: | Computation<br>of<br>Net<br>Capital<br>Under<br>Rule<br>15c3-1<br>of<br>the<br>Securities<br>and<br>Exchange<br>Commission | 14<br>- 15 | | Schedule II & III: | Computation<br>for Determination of Reserve Requirements and<br>Information Relating To Possession or Control<br>Requirements Under Rule 15c3-3 of the Securities<br>and Exchange Commission | 16 | | REPORT<br>OF<br>INDEPENDENT<br>ON<br>MANAGEMENT'S | REGISTERED<br>PUBLIC<br>ACCOUNTING<br>FIRM<br>EXEMPTION<br>REPORT | 17 - 18 | | REPORT<br>OF<br>INDEPENDENT<br>ON | REGISTERED<br>PUBLIC<br>ACCOUNTING<br>FIRM<br>THE SIPC ANNUAL ASSESSMENT | 19 - 20 | | SIPC-7A FORM | | 21 - 22 | | SIPC-7A<br>PAYMENT | | 23 | {4}------------------------------------------------ ![](_page_4_Pict…Read the full text as markdown