Full text of GELBER SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### Contents | Contents | | |---------------------------------------------------------|-------| | Report of Independent Registered Public Accounting Firm | 1 | | | | | Financial Statement | | | Statement of financial condition | 2 | | Notes to statement of financial condition | 3 – 9 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE SEC FILE NUMBER 8-36696 MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_ 01/01/22 AND ENDING 12/31/22 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Gelber Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ( Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------| | Chicago | 11 | | 60654 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian Gelber | 312-427-7100 | | BGelber@gelbergroup.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | RSM US LLP | (Name - if individual, state last, first, and middle name) | | | | | Chicago | = | eneop | | 30 South Wacker Drive, Suite 3300<br>(Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | ਕਰੇ | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respon…Read the full text as markdown