Full text of GELBER SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2023 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **Contents** | Report of Independent Registered Public Accounting Firm | | | | |---------------------------------------------------------|-------|--|--| | Financial Statement | | | | | Statement of financial condition | 2 | | | | Notes to statement of financial condition | 3 – 9 | | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-36696 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/23 | | | | | | |------------------------------------------|--|--|--|--|--| MM/DD/YY A. REGISTRANT IDENTIFICATION AND ENDING # NAME OF FIRM: Gelber Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer 12/31/23 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 350 N. Orleans, Suite 10000S | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------------|--|--| | Chicago | | 60654 | | | | (City) | (Zip Code)<br>(State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian Gelber | 312-427-7100 | BGelber@gelbergroup.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 South Wacker Drive, Suite 3300 Chicago | 60606 | | | | 00 000011 Pravnul Dillvo, Duno 0000 | Ullivayv | 1 | UUUU | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 49 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL…Read the full text as markdown