Full text of TD SECURITIES (USA) LLC's X-17A-5 filed 2020-12-22 (period 2020-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000803012 XXXXXXXX LIVE false false false 11-01-2019 10-31-2020 Broker-dealer N TD SECURITIES (USA) LLC ONE VANDERBILT AVENUE NEW YORK NY 10017 Richard Rosenthal 2128276840 Ernst & Young LLP 5 Times Square Rockville Centre NY 10036 Certified Public Accountant Richard Rosenthal TD SECURITIES (USA) LLC 10-31-2020 Richard Rosenthal Director - Financial & Regulatory Reporting Y
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