Full text of COOPER MALONE MCCLAIN, INC.'s X-17A-5 filed 2020-02-14 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report of Independent Registered Public Accounting Firm and Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ **PUBLIC** **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | and the country be for a start and be and been | D EXCHANGE COMMISSION | Esti<br>inoui | |------------------------------------------------|-----------------------|---------------| | ngton, D.C. 20549 | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill | | QMB APPROVAL | | | | |---------------------------|-----------------|--|--|--| | | | | | | | QMB Number. | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | PART Ill | | | 8-36959 | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|------------------| | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINING | JANUARY 1, 2019<br>MM/DD/YY | AND ENDING<br>DECEMBER 31, 2019<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: | COOPER MALONE MCCLAIN, INC. | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | **7701 E KELLOGG, SUITE 700** (No. and Street) **WICHITA KS** **67207** (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **JOHN COOPER 316-685-5777** # **B. ACCOUNTANT DESIGNATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **OHAB AND COMPANY, PA** | (Name - if individual, state last, first, middle name) | | | |--------------------------------------------------------|---------|------------| | 100 E. SYBELIA A VENUE, SUITE 130, MAITLAND | FLORIDA | 32751 | | (Address and City) | (State) | (Zip Code) | | CHECK ONE: | | | **00** Certified Public Accountant D Public Accountant D Accountant not resident in United States or any of its Possessions FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a…Read the full text as markdown