Full text of COOPER MALONE MCCLAIN, INC.'s X-17A-5 filed 2024-04-11 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING O 1 /Q 1 /2023 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER<br>8-36959 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | AND ENDING 12/31/2023 | | | | MM/DD/VY | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 67207 | | | | (Zip Code) | | | | | | | | | | JCOOPER@CMMCI .COM | | | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 32751 | | | (City) | (State) | (Zip Code) | | | | | | | | | | (PCAOB ReglstcaUoo Nombec, If appl;cableJ | | | FOR OFFICIAL USE ONLY | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>7701 E KELLOGG DR, SUITE 700<br>(No. and Street)<br>KS<br…Read the full text as markdown