Full text of CONSOLIDATED FINANCIAL INVESTMENTS, INC.'s X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |--------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response: 12 | | | | | | | SEC FILE NUMBER 8-37004 # ANNUAL REPORTS FORM X-17A-5 PART IIl FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | | 01/01/25 | AND ENDING | 12/31/25 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | CONSOLIDATED FINANCIAL INVESTMENTS, INC. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 222 NORTH MERAMEC AVENUE | | | | | | | (No. and Street) | | | | | CLAYTON | MO | | 63105 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ALAN STIFFELMAN | 314-727-1177 | alan@consolidatedstl.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Cropper Accountancy Corporation | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2700 Ygnacio Valley Rd, #270 | Walnut Creek | CA | 94598 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/04/2009 | 3381 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by <sup>a</sup> statement of facts and c…Read the full text as markdown