Full text of CONSOLIDATED FINANCIAL INVESTMENTS, INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  #### Statement of Financial Condition December 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-37004 # **PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_\_ 0\_1\_/0\_1 /\_2\_4 \_\_ AND** ENDING **\_\_ 12\_/3\_1\_/\_2\_4 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: CONSOLIDATED FINANCIAL INVESTMENTS, INC. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 222 NORTH MERAMEC AVENUE | CLAYTON | MO | | 63105 | |------------------------------------------------|------------------------------------------------------------|--------------------------|-------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ALAN STIFFELMAN | 314-727-1177 | alan@consolidatedstl.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Cropper Accountancy Corporation | (Name - if individual, state last, first, and middle name) | | | | | 2700 Yganacio Valley Rd, #270 Walnut Creek | CA | | | | | | 94598 | | (Address) | (City) | (State) | (Zip Code) | | 03/04/2009 | | 3381 | | | rte of Registrntloo with PCAOB)(lf applicable] | | | (PCAOB Registrntloo Nombec, if applkableJ | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Alan Stiffelman | | |-----------------|--| | | | I, Alan Stiffelman…Read the full text as markdown