Full text of ROBERTS & RYAN, INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Roberts & Ryan, Inc.** # **Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission December 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-37469 | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------------------|------------| | | 0<br>1<br>_f0_1<br>12<br>3<br>_<br>_<br>_<br>_____ | | 1<br>1<br>2<br>13<br>12<br>_3<br>_<br>_<br>_<br>_ | ____<br>_ | | FILING FOR THE PERIOD BEGINNING _ | MM/DD/VY | AND ENDING _ | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Roberts & Ryan, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 39 Broadway, STE 61 0 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10006 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian Rathjen | 866-884-9959 | | brathjen@roberts-ryan.com | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Meisel, Tuteur & Lewis, P.C. | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | 105 Eisenhower Parkway | Roseland | | NJ | 07068 | | (Address) | (City) | | (State) | (Zip Code) | | 09/29/2009 | | 3861 | | | | rte<br>of RegiWaUoo with PCAOB)(if apPlicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by t…Read the full text as markdown