Full text of ROBERTS & RYAN, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Roberts & Ryan, Inc.** **Financial Statement and Report of Independent Registered Public Accounting Firm** **Pursuant to Rule 17a-5(d) of the** **Securities and Exchange Commission** **December 31, 2025** {1}------------------------------------------------ 8-37469 01/01/25 12/31/25 Roberts & Ryan, Inc. ■ 39 Broadway, Ste 610 New York NY 10006 Brian Rathjen 866+884+9959 brathjen@roberts-ryan.com Meisel, Tuteur & Lewis, P.C. 105 Eisenhower Parkway Roseland NJ 07068 09/29/2009 3861 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: --------------------------------- TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) (No. and Street) (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name - if individual, state last, first, and middle name) (Address) (City) (State) (Zip Code) **rte** of **Reg;st,atioo wKh PCAOB)Of appl;cable) FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### OATH **OR AFFIRMATION** I, Edward D'Alessandro swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Roberts & Ryan, Inc. as of December 31 2~ is true and correct. I further…Read the full text as markdown