Full text of INTERCAROLINA FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | Expires: Oct. 31, 2023 | | |---------------------------|--| | Estimated average burden | | | hours per response:<br>12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | | |-----------------|--|--| | 8-37519 | | | 0MB APPROVAL 0MB Number: 3235-0123 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/ 2022 MM/DD/YY AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: lntercarolina Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3300 Battleground Avenue, Suite 400 (No. and Street) Greensboro NC (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 27410 (Zip Code) Joe Navolanic 336 288 6890 j.navolanic19@intercarolina.net (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Batchelor Tillery & Roberts, LLP (Name - if individual, state last, first, and middle name) 3605 Glenwood Avenue, Suite 350 Raleigh NC (Address) (City) (State) 2009 3675 27612 (Zip Code) **l" of Regimatioo with PCAOB l(if applicable] JPCAOB Registcatioo Nombec,** if **appl,cableJ** I **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | _______________<br>I, _Jo_e_N_a_v_ol_an_ic | ~ swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------…Read the full text as markdown