Full text of INTERCAROLINA FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-06-24 (period 2026-06-24). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements December 31, 2025 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | R<br>E N<br>UM<br>BE<br>SE<br>C F<br>IL | | |-----------------------------------------|--| | 9<br>8<br>-<br>3<br>7<br>5<br>1 | | MM/DD/YY #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: Intercarolina Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant 12/31/2025 AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3300 Battleground Avenue, Suite 202 | )<br>S<br>t<br>r<br>e<br>e<br>t<br>(N<br>o.<br>an<br>d | | | | | |------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------------------|--|--| | o<br>G<br>r<br>e<br>e<br>n<br>s<br>b<br>o<br>r | C<br>N | 0<br>27<br>41 | | | | )<br>(<br>C<br>i<br>t<br>y | )<br>ta<br>te<br>(S | )<br>(<br>Z<br>i<br>p<br>Co<br>de | | | | P<br>E<br>R<br>S<br>O<br>N<br>T<br>O<br>CO<br>NT<br>AC<br>T<br>WI<br>TH<br>R<br>EG<br>AR | G<br>T<br>H<br>I<br>S<br>D<br>T<br>O<br>F<br>IL<br>IN | | | | | | | | | | Joe Navolanic 336 <sup>288</sup> 6890 j.navolanic19@intercarolina.net (Name) (Area Code - Telephone Number) (Email Address) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Batchelor Tillery & Roberts, LLP | i<br>n<br>d<br>i<br>v<br>i<br>d<br>u<br>a<br>l<br>,<br>)<br>na<br>me<br>(N<br>am<br>e<br>-<br>if<br>st<br>e<br>las<br>t,<br>fir<br>st,<br>a<br>m<br>id<br>dl<br>e<br>at<br>nd | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|---------------------------------------------------|-------------------------------------------------------------------|--|--| | 3<br>6<br>0<…Read the full text as markdown