Full text of JOHNSON RICE & COMPANY L.L.C.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **JOHNSON RICE & COMP ANY L.L.C.** **Audit of Financial Statements** **December 31, 2021** This report is deemed **CONFIDENTIAL** in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. **A** statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ ## **CONTENTS** | Report oflndependent Registered Public Accounting Firm | | |----------------------------------------------------------------|------| | FINANCIAL STATEMENT | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3-10 | | Review Report of Independent Registered Public Accounting Firm | 11 | {2}------------------------------------------------  LaPom, APAC 5100 Village W.tlk I Suice *300* Covingcon. l.A 70433 985.892.5850 I Fax 985.892.5956 LaPorte.com ## Report of Independent Registered Public Accounting Firm To the Board of Members and Members Johnson Rice & Company L.L.C. #### Opinion on the Financial **Statements** We have audited the accompanying statement of financial condition of Johnson Rice & Company L.L.C. (the Company) as of December 31 , 2021, and the related notes to the financial statement (collectively, the financial statement). In our opinion, the financial statement referred to above presents fairly, in all material respects, the financial position of the Company as of December 31 , 2021, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess th…Read the full text as markdown