Full text of JOHNSON RICE & COMPANY L.L.C.'s X-17A-5/A filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **JOHNSON RICE & COMPANY L.L.C.** Audit of Financial Statements December 31, 2022 {1}------------------------------------------------ # **CONTENTS** | Report of Independent Registered Public Accounting Firm | | | |----------------------------------------------------------------|------|--| | FINANCIAL STATEMENT<br>Statement of Financial Condition | 2 | | | Notes to Financial Statement | 3-10 | | | Review Report of Independent Registered Public Accounting Firm | 11 | | {2}------------------------------------------------  L :f •. ,rr ~ \1 1 \1 L.1Portc,com #### **Report of Independent Registered Public Accounting firm** To the Board of Members and Members Johnson Rice & Company LL.C. #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Johnson Rice & Company L.L.C. (the Company) as of December 31, 2022, and the related notes to the financial statement (collectively, the financial statement). In our opinion, the financial statement referred to above presents fairly, in all material respects, the financial position of the Company as of December 31. 2022, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement Is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit We are a public accounting fimi registered with the Public Company Accountfng Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit lo obtain reasonable assuraiu:e about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit lnduded performing **proceda.es** to assess the risks ot material misstatement of the financial statement, whether due to error or fraud , and performing procedures that respond to those risks. Such procedures included examining, on a test basis. evidence regarding the amounts and disclosures in the financial statement. Our audit also Included evaluating the accounting principles used and sig…Read the full text as markdown