CALAMOS FINANCIAL SERVICES LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of CALAMOS FINANCIAL SERVICES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CALAMOS FINANCIAL SERVICES LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000813642-20-000004
• CIK: 813642
• File #: 8-37854
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: Chicago, IL
• Contact: Christian Helmetag
• Phone: 630-245-7274
• Signed by: Christian Helmetag (Principal Financial Officer & Principal Operations Officer)

Document text (excerpt)

X-17A-5 0000813642 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CALAMOS FINANCIAL SERVICES LLC 2020 CALAMOS COURT NAPERVILLE IL 60563-2787 Christian Helmetag 630-245-7274 Deloitte & Touche LLP 111 S. Wacker Drive Chicago IL 60606 Certified Public Accountant Christian Helmetag CALAMOS FINANCIAL SERVICES LLC 12-31-2019 Christian Helmetag Principal Financial Officer & Principal Operations Officer Y

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• X-17A-5 — 2021-03-26
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-26

Original filing on SEC EDGAR (source of record)