Full text of CALAMOS FINANCIAL SERVICES LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **CALAMOS FINANCIAL SERVICES LLC** Financial Statements and Supplemental Schedules December 31, 2021 Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER ϴͲϯϳϴϱϰ | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|---------------------------------------|-----------------|------------|--| | | ϬϭͬϬϭͬϮϭ<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | ϭϮͬϯϭͬϮϭ | | | | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | ĂůĂŵŽƐ&ŝŶĂŶĐŝĂů^ĞƌǀŝĐĞƐ>><br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2020 Calamos Court<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | Naperville<br>_____________________________________________________________________________________ | Illinois | | 60563 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Christian Helmetag<br>_____________________________________________________________________________________ | 630-245-7274 | chelmetag@calamos.com | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | |…Read the full text as markdown