Full text of SECU BROKERAGE SERVICES, INC.'s X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response : 12 | | SEC FILE NUMBER 8-37927 **FACING PAGE** **Information Required Pursuant to** Rules **17a-S, 17a-12, and 18a-7 under the Securities Exchange Act** of **1934** FILING FOR TH E PERIOD BEGINNING **07/01/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : SECU Brokerage Services, Inc TYPE OF REGISTRANT (check al l applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **06/30/2024** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 801 Hillsborough Street, 3rd Floor | (No. and Street) | | | |-----------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | 27603 | | (State) | | (Zip Code) | | | | | | | | Rex.Spivey@ncsecu.org | | | | | | | | | | | | | | | | | | | | 75204 | | (City) | (State) | (Zi p Code) | | | 659 | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>919-839-5084<br>(Area Code - Telephone Number)<br>Dallas<br>14555 Dallas Parkway, Suite 300<br>te of Regl<tcatloa with PCAOB)(lf applicable) | North Carolina<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fili ng*<br>(Name - if individual, state last, first, and middle name)<br>TX<br>(PCAOB Regl<trntloa Nombe,, If applicable) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be su pported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the** collection **of information contained…Read the full text as markdown