Full text of SECU BROKERAGE SERVICES, INC.'s X-17A-5 filed 2025-09-10 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL<br>OMB Number: 3235-0123 | | |---------------------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | 8-37927 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 07/01/2024 | | AND ENDING 06/30/2025 | | |--------------------------------------------|----------|-----------------------|--| | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SECU Brokerage Services TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 801 Hillsborough Street, 3rd Floor | | (No. and Street) | | | | |------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|------------|--| | Raleigh | | North Carolina | 27603 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rex Spivey | 919-839-5084 | Rex. Spivey@ncsecu.org | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 14555 Dallas Parkway, Suite 300 | Dallas | Texas | 75254 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/22/2003 | | 23 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I Rex Spivey , swear (or affirm) that, to the best of my kno…Read the full text as markdown