Full text of R.M.N. SECURITIES, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-38211 lnformr:1tion Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FCR THE PERIOD BEGINNING January I, 2022 AND ENDING December 31, 2022 MM/DD/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ RM:\_\_N\_S\_e\_c\_u\_ri\_ti\_· e\_s:..' I\_n\_c\_. \_d\_/b\_/\_a\_S\_e\_n\_a\_te\_S\_e\_c\_u\_r\_it\_ie\_s \_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [jij Broker-dealer □ Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS ,)F PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 108 North Front Street (No. and Street) Kingston NY ICitvl (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 12401 (Zip Code) Richard Netter 845-339-7310 richard.netter@senatesecurities.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDl:NT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RBSM LLP (Name- if individual, state last, first, and middle name) 805 Third Ave, 14th Floor (Address) 09/;.4/2003 New York (City) NY (State) #587 10022 (Zip Code) (c::ration with PCAOB)(ifapplicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number. if applicable)! \* Claims for e>emption from the requirement that the annual reports be covered by the reports of an independent public accountant -nust be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17~ -S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** I, Richard Netter swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of RMN Securities, Inc. d/b/a Senate Securities , as of :Jecember 31, 2 022 , is true and correct. I further swear (or affirm) that neither the company nor any **partner, officer, director, or equivalent person, as the case may be, has any propri…Read the full text as markdown