Full text of R.M.N. SECURITIES, INC.'s X-17A-5 filed 2025-01-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PARTIII FAONGPAGE** ru,.u:t APPROVAl 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER :]-38J-I/ Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/DD/YV AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF HRM: **RMN** Securities, Inc. d/b/a Senate Securities TYPE OF R[GISTRANT (check all applicable boxes): 0 Broker,jealer D Security-based swap dealer D Major security-based swap participant 0 Checl: *hete* if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 108 North Front Street (No. and Street} Kingston **NY** 12401 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Richard Netter 845-339-7310 rtchard.netter@senatesecurities.com (Name) (Area Code-Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENUNT PUBLIC ACCOUNTANT whose reports are contained In this filing• **RBSIVi** LLP (Name- if individual, state last, first, and middle name) 805 Third **Ave,** 14th Floor New York **NY 10022** (/\ddress) (City) (State) (Zip Code) **09/24!2003 587 FOR OFFICIAL USE ONLY** (rte of Re1istration with PCA0B) if ap licable) (PCA0B R istratlon Number, if ap licable) • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accounta it must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR Z40.:. 7a-5(e)(l)(II). If applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cJrrently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ___________ ~ 2~<br>financial report pertaining to the firm of RMN Securities, Inc. dlbla Senate Secunties | 1, Richa<tl""""' | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------------------------------|------------------|-----------------------------------------------------------------------------------| | | | as of | | | _1_2_/_3_1 | is…Read the full text as markdown