SANDERS MORRIS HARRIS LLC X-17A-5 (2016-02-29) — Broker-dealer annual report

Full text of SANDERS MORRIS HARRIS LLC's X-17A-5 filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SANDERS MORRIS HARRIS LLC
• Form: X-17A-5
• Filed: 2016-02-29
• Period: 2015-12-31
• Accession: 0000819592-16-000016
• CIK: 819592
• File #: 8-38325
• Material weakness: No
• Auditor: Elliott Davis Decosimo
• Auditor location: Brentwood, TN
• Contact: Douglas Colombo
• Phone: 312-718-2573
• Signed by: Douglas Colombo (FINOP)

Document text (excerpt)

X-17A-5 0000819592 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N SANDERS MORRIS HARRIS LLC 600 TRAVIS SUITE 5900 HOUSTON TX 77002-3003 Douglas Colombo 312-718-2573 Elliott Davis Decosimo 5214 Maryland Way Brentwood TN 37027 Certified Public Accountant Douglas Colombo SANDERS MORRIS HARRIS LLC 02-29-2016 Douglas Colombo FINOP Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-27
• X-17A-5 — 2025-03-20
• X-17A-5 — 2024-03-22
• X-17A-5 — 2023-03-16
• X-17A-5 — 2022-03-10
• X-17A-5 — 2021-03-12
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-14

Original filing on SEC EDGAR (source of record)