SANDERS MORRIS HARRIS LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of SANDERS MORRIS HARRIS LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SANDERS MORRIS HARRIS LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000819592-19-000002
• CIK: 819592
• File #: 8-38325
• Material weakness: No
• Auditor: Whitley Penn LLP
• Auditor location: Dallas, TX
• Contact: Paul Lyons
• Phone: 972-764-6520
• Signed by: George L. Ball (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000819592 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N SANDERS MORRIS HARRIS LLC 600 TRAVIS SUITE 5900 HOUSTON TX 77002-3003 Paul Lyons 972-764-6520 Whitley Penn LLP 8343 Douglas Ave., Suite 400 Dallas TX 75225 Certified Public Accountant George L. Ball SANDERS MORRIS HARRIS LLC 12-31-2018 George L. Ball Chief Executive Officer Y

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• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
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Original filing on SEC EDGAR (source of record)