Full text of WESTMINSTER FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Westminster Financial Securities, Inc. Financial Statement December 31, 2020 {1}------------------------------------------------ # Westminster Financial Securities, Inc. TABLE OF CONTENTS December 31, 2020 | ANNUAL AUDITED FOCUS REPORT FACING PAGE 1-2 | | |-------------------------------------------------------------------------------------------|--| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE FINANCIAL STATEMENTS 3 | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition 4 | | | Notes to Financial Statements 5-8 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** | SEC FILE NUMBER | | |-----------------|--| | 8-38426 | | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-----------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Westminster Financial Securities, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | 40 N. Main St., Suite 2400 | | | | | | | (No. and Street) | | | | | Dayton | OH | | 45423 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Angela Sweeney | | | (937) 898-5010 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Sanville & Company | | | | | | | (Name - if individual, slate las/, first, middle name) | | | | | 1514 Old York Road | Abington | PA | | 19001 | | {Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | ✓ I certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE…Read the full text as markdown