Full text of WESTMINSTER FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Westminster Financial Securities, Inc. Financial Statement December 31, 2023 {1}------------------------------------------------ ### **Westminster Financial Securities, Inc. TABLE OF CONTENTS December 31, 2023** | ANNUAL AUDITED FOCUS REPORT FACING PAGE 1-2 | | | | | |-------------------------------------------------------------------------------------------|--|--|--|--| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE FINANCIAL STATEMENTS 3 | | | | | | FINANCIAL STATEMENTS | | | | | | Statement of Financial Condition 4 | | | | | | Notes to Financial Statement 5-8 | | | | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-38426 ## **ANNUAL REPORTS FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/3 <sup>1</sup> / <sup>2</sup> <sup>0</sup> <sup>2</sup> <sup>3</sup>** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Westminster Financial Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 50 Chestnut St., Suite A-200 | | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------------|-------------------------------|--------------------------------------------|--|--|--| | Beavercreek | OH | 45440 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Angela Sweeney | 937-898-5010 | asweeney@westminsterfinancial.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2617 Huntingdon Pike | Huntingdon Valley PA | 19006 | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | 09/18/2003 | 169 | | | | | | (Date of…Read the full text as markdown