Full text of FORDHAM FINANCIAL MANAGEMENT, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | INTEDSTATES | OMB APPROVAL | |------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------| | SECURITIES AND ENCHANCE COMMISSION<br>Washington, D.C. 30540 | ONB Nomber:<br>373)-0123<br>Expirims: October 31, 2023<br>Estempted average burden | | ANNUAL AUDITED REPORT | Flours per response 12 00 | | FORM X-17A-5 | | | PART III | SECTLE ALTHRES<br>838622 | | ACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereander | | | BILEORT FOR THE PERIOD BEGINNE TORESO BY 121 2 CORNO ENDING DECEM BER 31<br>ANDINA | AND LIDER A | | A. REGISTRANT IDENTIFICATION | | | NAMENIE BROKER-DEALER-FOSEDHANS FOR FORMANS HAL MANAGRA FA | OFFICIAL USE ONLY | | ADDINESS OF PRINCIPAL PLACE OF BUSINESS. (Do DOT BEC P.O. BOX NO. ) | PRM LD. NO. | | Barrey JAnce.<br>Saith 643 | | | Not and Server<br>100%<br>1124 | | | 1571<br>(2001-7 | 0000<br>Pap Load | | AME AND TELEPHRINE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS ILLPORT<br>CHARDY PORMS | 212732 836 | | B. ACCOUNTANT IDENTIFICATION | Arch Fride Drivilles: Resolute | | NIDUPUNDENI PUBLIC AUCOUNTANT wisner opidiosi re contained in this Report" | | | RIC | | | Hillinual, plane last, licht, licht, licht miched i | | | 1000 (30)<br>3<br>1514-1 | 1701393 | | CHICK ONE: | | | Certified Puolic Acommant<br>Public Accountant | | | is possessioni in Interes States States or may of Its prossessions. | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | "I hand for creengtion for regainment that lientify in covered to the optivious of on independent gublie accouplym must be sumperiod by a statement affices and circumsioners result cases for the compiles. See Section 2-40 170-2011 1 Potential Dersons who are to respons to the collection of information contained in this form are not required baraspon unless the form displays a currently valid OMS control SEC 1410 (11-05) {1}------------------------------------------------ ### OATH OR APFIRMATION ADAHS If a sear for arfilm | than in the best of Ing knowledge and belief the seconnessying financial statement and supplacing schadines perceibling to the first of CREBAM Linksel FLAMSEL FLAMSECKENT IN 2155 .20 Z ( = are trun and convert, I further swear (or affirm) than actines the any partner,…Read the full text as markdown