Full text of THINKEQUITY LLC's X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-38622 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /25** MM/DD/YY AND ENDING **12/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: THINKEQUITY LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 17 STATE STREET, 41ST FLOOR (No. and Street) NEW YORK NY 10004 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING ALAN KRIM 516-526-1586 akrim@think-equity.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** IN DEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Grassi Advisors & Accountants (Name - if individual, state last, first, and middle name) 360 MADISON AVE., 7TH FLOOR **NEW YORK NY** (Address) (City) (State) October 22, 2003 606 10017 (Zip Code) rte of Registratioo with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY (PCAOB Reglstcatioo** Nombec, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, William Baquet | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of THINKEQUITY LLC | as of | | 2~<br>12/31 | is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, of…Read the full text as markdown