Full text of OAKWOOD CAPITAL SECURITIES, INC.'s X-17A-5 filed 2025-07-17 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURmES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 11 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-------------------------------------------------------------------------------------------------------|-----------------------------|--|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-38631 | | | | | | | | | | | | ~E | | r~::it}:t :D0~1ii-;,.;:; | | | | ::<br>Information Required.Pursuant to Rules 17a-S, 17a•1Z, and lla-7 unctertlle· Seairltl.-Exchanp Actci-~. | | | | | | | ?••••: ,••:•• .• •-·-v~._.; •- •• ~•=•""'"' -• #- :•· •H'._<br>FILING FOR THE PERIOD BEGINNING 04J01 /2024 | | | | | | | | | | AND ENDING 03/31/2025 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Oakwood Capital Securities, Inc | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>l!l Broker-dealer<br>□ security-based swap dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 600 Highway 169 South, Suite 1410 | | | | | | | | (No. and Street) | | | | | | St. Louis Park | MN | | 55426 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | Erin Baskett | 636-675-37 46 | | Erln.Baskett@SQN-Global.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing*<br>Ohab and Company, PA | | | | | | | (Name- If lndlvldual, state last, first. and middle name) | | | | | | | 100 E. Sybelia Avenue, Suite 130 | Maitland | FL | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 07/28/2004 | | 1839 | | | | | PCAOB Registration Number If a<br>(Date of Re<br>llcable<br>on with PCAOB (If ap llc;able) | | | | | | | | FOR OFROAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent publlc accountant must be su…Read the full text as markdown