Full text of OAKWOOD CAPITAL SECURITIES, INC.'s X-17A-5 filed 2024-05-14 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | |----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------|-----------------|---------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | | hours per response: | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | PART III | | | 8-38631 | | | | | | | | | FACING PAGE | | | 100 2007 1 2012 12 12 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 04/01/23 | | | | AND ENDING 03/31/24 | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: OAKWOOD CAPITAL SECURITIES, INC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>国 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | ി Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 600 HIGHWAY 169 SOUTH SUITE 1410 | | | | | | | (No. and Street) | | | | | ST. LOUIS PARK | | MN | | 55426 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michele Silvestro | | | | | | (Name) | (212) 668-8700 | | | msilvestro@acisecure.com | | | (Area Code -- Telephone Number) | | (Email Address) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | | | 90067 | | | | | | | | | | | | | | | (City) | | (State) | (Zip Code) | | 2121 AVENUE OF THE STARS, SUITE 800 CENTURY CITY CITY CITY CA<br>(Address)<br>09/15/2020<br>(Date of Registration with PCAOB)(if applicable) | | 6567 | | (PCAOB Registration Number, if applicable) | {1}------------------------------------------------ | | swear (or affirm) that, to the best of my knowledge and belief, the<br>Douglas King<br>as of a complastic as of | |------|--------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown