MIDDLEGATE SECURITIES LTD. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of MIDDLEGATE SECURITIES LTD.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MIDDLEGATE SECURITIES LTD.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000826048-19-000001
• CIK: 826048
• File #: 8-39031
• Material weakness: No
• Auditor: Mazars USA LLP
• Auditor location: New York, NY
• Contact: Howard Spindel
• Phone: 212-897-1688
• Signed by: Steven Ostrofsky (President)

Document text (excerpt)

X-17A-5 0000826048 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N MIDDLEGATE SECURITIES LTD. 8 WEST 40TH STREET 4TH FLOOR NEW YORK NY 10018-3805 Howard Spindel 212-897-1688 Mazars USA LLP 135 West 50th Street New York NY 10020 Certified Public Accountant Steven Ostrofsky MIDDLEGATE SECURITIES LTD. 12-31-2018 Steven Ostrofsky President Y

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Original filing on SEC EDGAR (source of record)