Full text of MIDDLEGATE SECURITIES INC.'s X-17A-5 filed 2026-04-15 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 M B APPROVAL 0 MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 8-39031 SEC FILE NUMBER | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------------------------------|-------------------------------|--|--| | ----------<br>-----------<br>01/01/25<br>12/31/25 | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | ____________________________<br>Middlegate<br>Securities | Inc. | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Broker-dealer<br>■<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based sw ap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 8 | West<br>40th<br>Street,<br>4th | Floor | | | | | | (No. and Street) | | | | | | New York | NY | | 10018-3805 | | | | (City) | (State) | | {Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Howard<br>Spindel | (212)<br>897-1688 | | hspindel@integrated.solutions | | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Weaver<br>and<br>Tidwell,<br>LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | One<br>Pennsylvania<br>Plaza, | New<br>York<br>Suite<br>2800 | NY | 10119 | | | | {Address) | (City) | (State) | {Zip Code) | | | | 10/14/2003 | | 410 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who ar…Read the full text as markdown