Full text of DIRECTED SERVICES LLC's X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION (Unaudited) Directed Services LLC December 31, 2020 {1}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | ## ANNUAL AUDITED REPORT FORM X-17A-5 Part III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: October 31, 2023 | | Estimated average burden | | nours per response 12.00 | | SEC FILE NUMBER | | |-----------------|--| | 8- 39104 | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | |--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: DEALER: Directed Services LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LD. NO. | | 1475 Dunwoody Drive, Suite 200 | | | | | | (No. and Street) | | | | West Chester | PA | | 19380 | | (City) | (State) | | (Zip Code) | | Richard Gelfand<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | 610-249-9557<br>(Area Code - Telephone Number) | | | | | | | The Registrant qualifies for the single issuer exemption (e)(1)(1)A) of Rule 17a-5 of the Securities Exchange Actof 1934 | (Name - if individual, state last, first, middle name) | | | | and therefore is not required to engage an independent certified public accountant to certify its annual report. | | | | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant<br>0 | | | | | Public Accountant<br>1 | | | | | [ Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2). > Potential persons who are to respond to the collection…Read the full text as markdown