Full text of DIRECTED SERVICES LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION (Unaudited) Directed Services LLC December 31, 2021 {1}------------------------------------------------ | | UNITED STATES | OMB APPROVAL | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | Washington, D.C. 20549 | Expires: Oct. 31, 2023<br>Estimated average burden | | | | ANNUAL REPORTS | hours per response: 12 | | | | FORM X-17A-5 | SEC FILE NUMBER | | | | PARTII | 8- 39104 | | | | | | | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING ______________________________________________________________________________________________________________________________________________ | | 12/31/21 | | | | MM/DD/YY | AND ENDING<br>MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | L Security-based swap dealer __ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 1475 Dunwoody Drive, Suite 200 | (No. and Street) | | | | | | | | | West Chester | PA | 19380 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Richard Gelfand | (610)249-9447 | BDCompliance@venerable.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | The Registrant qualifies for the sincle issuer exemption under Paragraph (el/11/(i)(A) of Rule 17a-5 of the Securities Exchange Act | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | of 1934 and therefore is not reguired to engage an independent certified public accountant to certify its annual regort.<br>(Address) | (City) | (Zip Code)<br>(State) | | | | | | | | (Date of Registration with PCAOB)(if applica…Read the full text as markdown