CATHAY SECURITIES, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of CATHAY SECURITIES, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CATHAY SECURITIES, INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000828688-20-000003
• CIK: 828688
• File #: 8-39247
• Material weakness: No
• Auditor: Wei Wei & Co LLP
• Auditor location: Flushing, NY
• Contact: Ruserim s Hasan
• Phone: ###-##-####
• Signed by: Ruserim s. Hasan (President)

Document text (excerpt)

X-17A-5 0000828688 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N CATHAY SECURITIES, INC. 185 CANAL ST SUITE 303 NEW YORK NY 10013 Ruserim s Hasan ###-##-#### Wei Wei & Co LLP 133-10 39th Ave Flushing NY 11354 Certified Public Accountant Ruserim s. Hasan CATHAY SECURITIES, INC. 12-31-2019 ruserim s hasan President Y

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Original filing on SEC EDGAR (source of record)