Full text of REALIZED FINANCIAL, INC.'s X-17A-5 filed 2024-06-03 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | ## ANNUAL REPORTS FORM X-17A-5 PART III 8-39659 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 04/01/2023 AND ENDING 03/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Realized Financial, Inc. TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 400 W. 15th Street, Suite 700 (No. and Street) Austin X 78701 (Citv) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David Dahill (512) 827-3651 ddahill@realizedfinancial.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name – if individual, state last, first, and middle name) 5179 CR 1026 Celeste IX 75423 (Address) (City) (State) (Zip Code) 2/24/2009 3366 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on an in independent public CER 240 172 E(o\(1) if enplicable CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | David P. Dahill | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Realized Financial, Inc. | , as of | | 3/31 | , 224 __ is true and correct. I further swear (or affirm) th…Read the full text as markdown