Full text of REALIZED FINANCIAL, INC.'s X-17A-5 filed 2026-06-30 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 | OMRMY<br>•• | | |--------------------------|--| | 0MB Number. 3235-0123 | | | txpires: Nov. 30, 2026 | | | Estimated average burden | | | hours per responoo: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | sec FllE NUMBER | | |-----------------|--| | 8-39659 | | ## **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 04/01 l | 2025<br>MM/00/YY | AND ENDING 03/31/ | 2026<br>---------<br>MM/OD /YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Realized Financial, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer | O Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 500 W. 13th Street | | | | | | | (No. and Street) | | | | | Austin | TX | | 78701 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Dahill | 512 827 3651 | | ddahill@realizedholdinq; | | | (Name) | (Area Code -Telephone Number) | {Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Phillip V., George, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | (Name - if indiviclual, state last, first, and middle name) | | | | | 5179 CR 1026 | Celeste | TX | 75423 | | | {Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3366 | | | | | fDatc of R~istration \Yith PCAOBllif applicable} | | (PCAOB Re9,istration Number, if applicable' | | • daims forexernption from the requirement that the annual reports be covered by the report~ of an independent public account.int must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Soo 1 / CFR 140.l 7a-S(e)(l )(ii), if ;ipplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently vali…Read the full text as markdown