Full text of MARK J. MULLER EQUITIES, INC.'s X-17A-5 filed 2025-01-30 (period 2024-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | i.mrrms'iATts | | | | | | |---------------|--|-------------------------|--|--|--------------------------------------| | | | | | | SECURmtSAr~o !:XniiWi(:)E COMMISSION | | | | Was.hinjlhm, O.C. 20549 | | | | ## ANNUiU f £PORTS FORM X-1'1A-S PARTIH | f•;i,w":, Nov, li), W?6<br>f 1!;rr.a~?cl <-;-.ret<.1a,e h1ut!e·, | | |------------------------------------------------------------------|--| | ttu,;:,s re.t te5r,tro.H:; 1z | | | :m: HiJ NUM£tH | | | | | FACING PAGE Information Required Punuant to Rules 17a-S, l 7a·12, and 18.;-7 under the s~curlliesc Exclum . Ad c:i' 19:l<i HUNG FOR THE PE!UOD BEGINNING 11/01/23 MM/DOfiY MM/Duf'N \_\_\_\_\_\_\_\_\_\_\_\_\_\_ A. REGlSfRAN'f lOEN'HFlCATION ..\_\_,,,~--•A-it( --~---.;;:,.,,\_, \_\_\_ ;~-•--·~~;:..-~-,,ey.~· ### NAME Of FIRM: MARK J. MULLER\_ EQUITIES, INC. TYPE OF REGISTRANT {check all applicable bo,m;,}: @ Broker-dealer O Security-based sw:ap dealer □ Check here If respondent is also ,m OTC derivative; dealer ANO ENDING 10/31 /24 ADDRESS OF PfHNC!PAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 18 PHEASANT DRIVE | | B. ACCOUNTANT IDENTIFICATION | | | |---------------------------------------------|-------------------------------|----------------------------|--| | {Name) | (Area Code-Telephone Numb.er! | (Email Address) | | | ALAN KRIM | 516-526-1586 | akrim@mulierequities.co rn | | | PERSON TO CONTACT WITH REGARD TO THIS flUNG | | | | | {City) | {State) | {Zip Code} | | | RYE | NY | 10580 | | | | (No. and Street) | | | INDEPENDENT PUBUC ACCOUNTANT whose reports are contained in this filing\* ### NAWROCKI SMITH LLP | (Name - if Individual, state last, first., and middle name) | | | |-------------------------------------------------------------|------------------------------------------------------------------------------------------------|--------------------------------------------------| | | | 11788 | | (City) | (State} | (Zip Code) | | | | | | | | | | | | | | | 100 MOTOR PARKWAY SUITE 580 HAUPPAUGE<br>of , Wllh PCAOOl(lf ,,,,, ,., FOR OFFICIAL USE ONLY | NY<br>3370<br>"''"'' .,,.,ralfM N,mb~, " '""""'' | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basi.s of the exemption, See 17 CFR 240.17a-S{e)l1)(ii), if applicable. Parsons who i::re to respond to the collection of information contained in…Read the full text as markdown